Bauman...& Associates Law Firm 
PHONE: (702) 533-8372 OR (800) 991-8697

Biography

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Fred Bauman is a leading Corporate, Securities and Mining attorney. A Harvard Law School graduate, Mr. Bauman has been based in Las Vegas, Nevada since 2003. His clients include over 100 public and private companies of varying degrees of scale and maturity, as well as investors and securities industry professionals. He represents issuers in public offerings, private placements and venture capital transactions. Also represented are mining and mineral exploration companies, hedge funds and investment advisors.

Prior to forming Bauman & Associates, Mr. Bauman was Vice President and General Counsel of Sunterra, an international public resort company headquartered in Las Vegas (2003-2008). He was a Corporate and Securities Partner at Brown & Bain, a large Phoenix-based law firm with a high tech legal practice. Mr. Bauman joined Bell Atlantic (now named Verizon) in the 1980’s as a securities attorney, then served as general counsel of Bell Atlantic’s computer business and, later, its financial services business. After graduating from Harvard Law School, he worked on Wall Street for six years, starting his legal career at Davis Polk, a large Wall Street law firm in New York City.

FRED BAUMAN, LAS VEGAS MINING ATTORNEY

Mr. Bauman is one of Las Vegas’ best known mining attorneys, and this expertise derives from his family mining business, which has owned mines in Arizona and Montana for many years. He is highly knowledgeable concerning the legal needs of small public mining companies traded on the OTCBB or OTC Markets. This has enabled Mr. Bauman to assist similar size companies in other industries.

FREDERICK C BAUMAN, LAS VEGAS, NEVADA SECURITIES ATTORNEY

Specific corporate and securities transaction types include IPOs, secondary offerings, Form S-1’s, reverse mergers, Form 10’s and PIPES. Also mergers, acquisitions, corporate governance, securities, corporate finance, mergers and acquisitions, corporate secretarial, workouts, bankruptcies, litigation management, regulatory, consumer legal, real estate, intellectual property and employment laws.

INTERNATIONAL CLIENT BASE

Securities clients are based throughout the United States, as well as in Canada, Asia and Europe. Many of his clients are incorporated or organized in Nevada, which has become a favorite choice for business formation.

FREDERICK C BAUMAN, NEVADA MINING ATTORNEY

Nevada is the preeminent gold mining state. In addition to Nevada, Mr. Bauman’s present mining clients are also based in Arizona, Colorado, California and Oregon as well as British Columbia and Alberta, Canada and Durango and Sonora, Mexico. Additional experience with mineral exploration projects in Poland, Romania and the Former Soviet Union (FSU).

FRED BAUMAN, NEVADA OIL & GAS ATTORNEY

Oil and gas clients include Nevada, California, Oklahoma and Texas.

BAR ADMISSIONS

Mr. Bauman is licensed to practice law in the States of Arizona, California, Nevada, New Jersey, New York, Pennsylvania and Texas.

EDUCATION:

  • Harvard Law School – Juris Doctor cum laude
  • University of Delaware – Bachelor of Arts cum laude, Dean’s Scholar
    • Major: Chemistry

PAST EMPLOYMENT POSITIONS:

  • Sunterra / Diamond Resorts, VP / Gen Counsel, 2003-2008
  • Brown & Bain, Partner, 2000-2003
  • FINOVA, VP / Assoc Gen Counsel, 1994-2000
  • Bell Atlantic, SVP/Gen Counsel, 1983-1994
  • Hawkins Delafield & Wood, Associate, 1981-1983
  • Davis Polk, Associate, 1977-1981